Aterian PLC - TR1: Notification of Major Holdings
Released
Released
Announcement PDF
RNS Number : 5165E
Aterian PLC
26 February 2024
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
existing shares to which voting rights are
Aterian plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification (please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify)iii:
3. Details of person subject to the notification obligationiv
Name
Daniel Hogan
City and country of registered office (if applicable)
Kigali, Rwanda
4. Full name of shareholder(s) (if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
20/02/2024
26/02/2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
Resulting situation
on the date on
which threshold
was crossed or
reached
Position of
previous
notification (if
% of voting rights
through financial
instruments
(total of 8.B 1 + 8.B
2)
Total of both in %
(8.A + 8.B)
Total number of voting
rights of issuervii
1.55%
1.55%
16,849,500
3.016%
3.016%
32,849,500
applicable)
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)
Number of voting rightsix
GB00BKS7ZV87
16,849,500
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
SUBTOTAL 8. A
% of voting rights
Indirect
(Art 10 of Directive
2004/109/EC)
(DTR5.2.1)
Direct
(Art 9 of Directive
2004/109/EC) (DTR5.1)
Indirect
(Art 10 of Directive
2004/109/EC) (DTR5.2.1)
1.55
1.55%
16,849,500
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting
rights that may be
acquired if the
instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC
(DTR5.3.1.1 (b))
Exercise/
Physical or
Type of
Expiration
Number of
Conversion
cash
financial
% of voting rights
voting rights
datex
instrument
Period xi
settlementxii
9. Information in relation to the person subject to the notification obligation (please mark the applicable box
with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are
X
effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional
rows as necessary)
% of voting rights if it
% of voting rights
Total of both if it equals or
Namexv
equals or is higher than
through financial
is higher than the
the notifiable threshold
instruments if it equals
or is higher than the
notifiable threshold
notifiable threshold
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
UNITED KINGDOM
Date of completion
26/02/24
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