Aterian PLC - TR-1: Notification of Major Holdings
Released
Released
Announcement PDF
RNS Number : 2658S
Aterian PLC
06 January 2025
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS(to be sent to the relevant issuer and to the FCA in Microsoft Word format if
possible)i
1a. Identity of the issuer or the underlying issuer of
Aterian PLC
existing shares to which voting rights are attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate)
Non-UK issuer
2. Reason for the notification(please mark the appropriate box or boxes with an "X")
An acquisition or disposal of voting rights
X
An acquisition or disposal of financial instruments
An event changing the breakdown of voting rights
Other (please specify) iii:
3. Details of person subject to the notification obligationiv
Name:
Cantor Fitzgerald Europe
City and country of registered office (if applicable)
GB
4. Full name of shareholder(s)(if different from 3.)v
Name
City and country of registered office (if applicable)
5. Date on which the threshold was crossed or
reachedvi:
6. Date on which issuer notified (DD/MM/YYYY):
30-Dec-2024
31-Dec-2024
7. Total positions of person(s) subject to the notification obligation
% of voting rights
attached to shares
(total of 8. A)
% ofvoting rights
throughfinancial
instruments
(total of 8.B 1 + 8.B 2)
Total of both in %
(8.A + 8.B)
Resulting situation
on the date on
which threshold
was crossed or
reached
6.02%
0%
6.02%
Position of previous
notification (if
applicable)
5.60%
0%
5.60%
Total number of voting
rights held in issuer (8.A
+ 8.B)vii
724,491
8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if
possible)
Ordinary 10p
GB00BPJMN573
Number of voting rightsix
SUBTOTAL 8. A
724,491
Direct
% of voting rights
Indirect
(DTR5.1)
Direct
(DTR5.2.1)
Indirect
(DTR5.1)
724,491
(DTR5.2.1)
6.02%
6.02%
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial
instrument
Expiration
datex
Exercise/
Conversion Periodxi
Number of voting rights
that may be acquired if
the instrument is
exercised/converted.
% of voting rights
SUBTOTAL 8. B 1
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of
financial
instrument
Expiration
date
x
Exercise/
Conversion
Periodxi
Physical or
cash
Settlementxii
Number of
voting rights
% of voting rights
SUBTOTAL
8.B.2
9. Information in relation to the person subject to the notification obligation(please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does
not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii
X
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity
(please add additional rows as necessary)xiv
Namexv
% of voting rights if it
equals or is higher than
the notifiable threshold
% of voting rights
through financial
instruments if it equals
or is higher than the
notifiable threshold
Total of both if it equals or
is higher than the
notifiable threshold
10.In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional informationxvi
Place of completion
London
Date of completion
31 December 2024
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